Gary Jon Sampson

CRD 1307676 · Wells Fargo Advisors · Bakersfield, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): SIESeries 31Series 7Series 22Series 10Series 9Series 24Series 39Series 65Series 63
Registered states (21): Arizona · Arkansas · California · Colorado · Florida · Hawaii · Idaho · Kentucky · Louisiana · Montana · Nebraska · Nevada · New Jersey · New Mexico · New York · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Washington
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1307676 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (9)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Bakersfield, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Bakersfield, CA · BC capacity

start not retrieved → present
Ubs Financial Services Inc.
Bakersfield, CA · IA capacity

Nov 21, 2008 → Mar 15, 2018
Ubs Financial Services Inc.
Bakersfield, CA · BC capacity

Nov 21, 2008 → Mar 15, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Bakersfield, CA · IA capacity

Apr 3, 2001 → Nov 28, 2008
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Bakersfield, CA · BC capacity

Mar 5, 2001 → Nov 28, 2008
Royal Alliance Associates, Inc.
Scottsdale, AZ · BC capacity

Nov 19, 1989 → Feb 21, 2001
Integrated Resources Equity Corporation
BC capacity

Sep 10, 1986 → Nov 19, 1989
Oak Creek Securities, Incorporated
BC capacity

Feb 8, 1985 → Aug 5, 1986

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1307676 ↗ FINRA BrokerCheck record for CRD 1307676 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.