Michel C Shanks

CRD 1324514 · J.P. Morgan Securities LLC · Houston, TX

IA RegisteredBroker

Also appears in the source record as: Michel L Castrinos; Michel Leslie Castrinos; Michel C Jenkins; Michel Castrinos Sembritzky; Michel L Sembritzky; Michel Leslie Shanks

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (43): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wyoming
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1324514 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (13)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Houston, TX · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Houston, TX · BC capacity

start not retrieved → present
Chase Investment Services Corp.
Houston, TX · IA capacity

Oct 24, 2005 → Oct 1, 2012
Chase Investment Services Corp.
Houston, TX · BC capacity

Oct 24, 2005 → Oct 1, 2012
Banc One Securities Corporation
Woodlands, TX · IA capacity

Sep 20, 2005 → Oct 24, 2005
Banc One Securities Corporation
Chicago, IL · BC capacity

Sep 20, 2005 → Oct 24, 2005
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Dec 2, 1993 → Dec 16, 1996
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

May 13, 1992 → Oct 6, 1993
Financial Network Investment Corporation
El Segundo, CA · BC capacity

Nov 9, 1990 → May 6, 1991
Transamerica Securities Sales Corporation
Los Angeles, CA · BC capacity

Mar 13, 1990 → Oct 31, 1990
Transamerica Financial Resources, Inc.
Los Angeles, CA · BC capacity

Mar 13, 1990 → Oct 31, 1990
Rotan Mosle Inc.
BC capacity

Feb 26, 1987 → Mar 19, 1990
Prudential-Bache Securities Inc.
BC capacity

May 9, 1985 → Feb 18, 1987

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1324514 ↗ FINRA BrokerCheck record for CRD 1324514 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.