Joan Muller Carlson

CRD 1325704 · Edward Jones · Charlottesville, VA

IA RegisteredBroker

Also appears in the source record as: Joan Marie Muller; Joan M Mullercarlson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (30): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kansas · Maine · Maryland · Massachusetts · Michigan · Montana · Nevada · New Hampshire · New York · North Carolina · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 42
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (13)

From the source registration record · current first

Edward JonesCurrent
Charlottesville, VA · IA capacity

Feb 6, 2009 → present
Edward JonesCurrent
Charlottesville, VA · BC capacity

start not retrieved → present
Sterling Financial Services, Inc
IA capacity

Nov 17, 2006 → Apr 30, 2009
Royal Alliance Associates, Inc.
BD capacity

Jun 11, 2003 → Feb 11, 2009
Ubs Financial Services Inc.
IA capacity

Nov 18, 1998 → Jun 27, 2003
Ubs Financial Services Inc.
BD capacity

Oct 6, 1998 → Jun 27, 2003
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jun 17, 1992 → Oct 8, 1998
Pacific Securities, Inc.
BD capacity

Nov 5, 1990 → Jun 17, 1992
Sutro & Co. Incorporated
BD capacity

Jul 12, 1990 → Nov 19, 1990
Pacific Securities, Inc.
BD capacity

Aug 15, 1989 → Jul 25, 1990
Kidder, Peabody & Co. Incorporated
BD capacity

Feb 14, 1989 → Jul 24, 1989
Smith Barney, Harris Upham & Co., Incorporated
BD capacity

Sep 19, 1985 → Feb 24, 1989
L. F. Rothschild, Unterberg, Towbin
BD capacity

Dec 18, 1984 → Oct 3, 1985

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1325704 ↗ FINRA BrokerCheck record for CRD 1325704 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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