Richard F Barry

CRD 1336069 · Wells Fargo Advisors · Napa, CA

IA RegisteredBroker

Also appears in the source record as: Dick Barry; Ric Barry; Richard Francis Barry II; Richard Francis Barry; Richard Barry

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 3Series 65Series 63
Registered states (34): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · Florida · Georgia · Idaho · Illinois · Maine · Maryland · Massachusetts · Minnesota · Missouri · Montana · Nevada · New Jersey · New Mexico · New York · North Carolina · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (11)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Napa, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Napa, CA · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Napa, CA · IA capacity

Feb 6, 2008 → May 12, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Napa, CA · BC capacity

Dec 17, 2007 → May 12, 2009
Mesirow Financial, Inc.
Chicago, IL · BC capacity

Sep 18, 2006 → Jul 24, 2007
Financial West Group
San Francisco, CA · BC capacity

Sep 3, 2003 → Apr 25, 2006
Bechtel Financing Services, LLC
Mill Valley, CA · BC capacity

Jun 20, 2000 → Aug 27, 2003
Lafayette Investments, Inc.
Bethesda, MD · BC capacity

Aug 17, 1998 → Feb 18, 1999
Liberty Securities Corporation
Purchase, NY · BC capacity

Apr 1, 1996 → Apr 9, 1997
Blaylock & Partners, L.P.
New York, NY · BC capacity

Feb 16, 1994 → Mar 17, 1995
Salomon Brothers Inc.
New York, NY · BC capacity

Oct 30, 1991 → Jan 14, 1994

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1336069 ↗ FINRA BrokerCheck record for CRD 1336069 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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