Daniel Frederick Dwyer

CRD 1336595 · Wells Fargo Advisors · Napa, CA

IA RegisteredBroker

Also appears in the source record as: Dan Dwyer; Daniel Dwyer

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 3Series 7Series 63
Registered states (16): Alaska · Arizona · California · Florida · Hawaii · Idaho · Illinois · Nevada · New Mexico · New York · Ohio · Oregon · Pennsylvania · Texas · Utah · Washington
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (13)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Napa, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Napa, CA · BC capacity

start not retrieved → present
Edward Jones
Napa, CA · IA capacity

May 13, 2024 → Jul 10, 2026
Edward Jones
Napa, CA · BC capacity

May 10, 2024 → Jul 10, 2026
J.P. Morgan Private Wealth Advisors LLC
Napa, CA · IA capacity

Nov 2, 2018 → May 13, 2024
J.P. Morgan Securities LLC
Napa, CA · IA capacity

Apr 17, 2024 → May 11, 2024
J.P. Morgan Securities LLC
Napa, CA · BC capacity

Sep 29, 2023 → May 11, 2024
First Republic Securities Company, LLC
Napa, CA · BC capacity

Nov 2, 2018 → Sep 29, 2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Napa, CA · IA capacity

Sep 21, 2009 → Nov 6, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Napa, CA · BC capacity

Sep 18, 2009 → Nov 6, 2018
Morgan Stanley
Napa, CA · IA capacity

Nov 2, 1998 → May 16, 2005
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Jan 8, 1998 → May 16, 2005
Donaldson, Lufkin & Jenrette Securities Corporation
Jersey City, NJ · BC capacity

Mar 12, 1993 → Jan 15, 1998

Source & corrections

Where this page comes from

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