Maria M Holmes

CRD 1336607 · J.P. Morgan Securities LLC · Chicago, IL

BrokerRegistration inactive

Also appears in the source record as: Maria Cepa; Maria Michelle Cepa; Maria M. Holmes; Maria Michelle Holmes

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Inactive
Exams passed (7): SIESeries 7Series 10Series 9Series 53Series 24Series 63
Registered states: Not yet retrieved from the source record
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (20)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Chicago, IL · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
New York, NY · IA capacity

Oct 30, 2020 → Feb 19, 2026
Fisher Investments
Chicago, IL · IA capacity

Jan 9, 2020 → Sep 28, 2020
Bbva Wealth Solutions Inc.
Houston, TX · IA capacity

Dec 15, 2014 → Oct 23, 2018
Bbva Securities Inc.
Houston, TX · BC capacity

Dec 15, 2014 → Oct 23, 2018
Capital Investment Counsel, Inc
Denver, CO · IA capacity

Jan 22, 2015 → Oct 6, 2015
Santander Securities
Boston, MA · IA capacity

Aug 21, 2013 → Aug 26, 2014
Santander Securities LLC
Boston, MA · BC capacity

Aug 21, 2013 → Aug 26, 2014
Fifth Third Securities, Inc.
Chicago, IL · IA capacity

Sep 22, 2009 → Aug 9, 2013
Fifth Third Securities, Inc.
Chicago, IL · BC capacity

Sep 22, 2009 → Aug 9, 2013
Citigroup Global Markets Inc.
Chicago, IL · IA capacity

May 29, 2007 → Feb 24, 2009
Citigroup Global Markets Inc.
Chicago, IL · BC capacity

May 29, 2007 → Feb 24, 2009
Citicorp Investment Services
Chicago, IL · IA capacity

Feb 25, 2002 → May 29, 2007
Citicorp Investment Services
Chicago, IL · BC capacity

Apr 3, 1997 → May 29, 2007
Financial Horizons Securities Corporation
BC capacity

Jun 5, 1991 → Jul 6, 1992
Tripark Securities, Inc.
BC capacity

Jun 9, 1988 → Sep 21, 1989
Integrated Resources Equity Corporation
BC capacity

May 27, 1987 → Jun 21, 1988
Noddings, Calamos And Associates, Inc.
BC capacity

Mar 6, 1985 → Feb 17, 1987
Planvest Capital Corporation
BC capacity

Jul 17, 1986 → Oct 6, 1986
Pilot Financial Services, Inc.
BC capacity

Jul 29, 1985 → Aug 12, 1986

Source & corrections

Where this page comes from

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