Alan E. Shenker

CRD 1343413 · Fidelity Brokerage Services LLC · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Alan E Shenker; Alan Edward Shenker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 9Series 10Series 8SIESeries 3Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1343413 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (14)

From the source registration record · current first

Strategic Advisers LLCCurrent
Saint John, IN · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Saint John, IN · BD capacity

Jan 30, 2023 → present
Fidelity Brokerage Services LLCCurrent
Westlake, TX · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Feb 21, 2023 → Mar 31, 2025
Fifth Third Securities, Inc.
IA capacity

Aug 18, 2021 → Sep 22, 2022
Fifth Third Securities, Inc.
BD capacity

Aug 17, 2021 → Sep 22, 2022
Morgan Stanley Investment Management Inc.
IA capacity

Feb 29, 2016 → Aug 3, 2021
Morgan Stanley Distribution, Inc.
BD capacity

Feb 26, 2016 → Jul 29, 2021
Morgan Stanley
BD capacity

Jun 1, 2009 → Feb 26, 2016
Morgan Stanley
IA capacity

Jun 1, 2009 → Feb 26, 2016
Citigroup Global Markets Inc.
IA capacity

Sep 7, 1993 → Jun 1, 2009
Citigroup Global Markets Inc.
BD capacity

Jul 31, 1993 → Jun 1, 2009
Lehman Brothers Inc.
BD capacity

Feb 13, 1989 → Jul 31, 1993
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Mar 19, 1985 → Feb 11, 1989

Source & corrections

Where this page comes from

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