Douglas Bottlemy

CRD 1344893 · Strategic Advisers LLC · Greenwood Village, CO

IA RegisteredBroker

Also appears in the source record as: Doug Bottlemy; Douglas Lee Bottlemy

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 65SIESeries 7Series 6
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Strategic Advisers LLC
Firm CRD: 104555
SEC number: 801-13243
Assets under management: $1.4T as of Mar 30, 2026
Website: www.linkedin.com/showcase/womentalkmoney ↗
Phone: 617-563-7000
Firm location: Boston, MA, 02210-2698

Employment history (11)

From the source registration record · current first

Strategic Advisers LLCCurrent
Greenwood Village, CO · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Englewood, CO · BD capacity

Apr 22, 2016 → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

May 5, 2016 → Jul 13, 2018
Tiaa-Cref Advice And Planning Services
IA capacity

May 16, 2005 → Oct 15, 2015
Tiaa-Cref Individual & Institutional Services, LLC
BD capacity

Mar 10, 2004 → Oct 15, 2015
Tiaa-Cref Trust Company, Fsb
IA capacity

Apr 27, 2004 → May 16, 2005
T. Rowe Price Investment Services, Inc.
BD capacity

Feb 10, 2004 → Feb 23, 2004
American Skandia Marketing, Inc.
BD capacity

Mar 19, 2001 → Feb 22, 2002
Transamerica Capital, Inc.
BD capacity

May 17, 2000 → Jan 16, 2001
National Planning Corporation
BD capacity

Jul 17, 1998 → Apr 26, 2000

Source & corrections

Where this page comes from

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