Nicholas Miserendino

CRD 1344997 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Sparta, NJ

IA RegisteredBroker

Also appears in the source record as: Nicholas Giosue Miserendino

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (2): Massachusetts · New Jersey
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1344997 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (15)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Sparta, NJ · IA capacity

Sep 10, 2010 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Sparta, NJ · BC capacity

start not retrieved → present
Morgan Stanley Smith Barney
BD capacity

Jun 1, 2009 → Sep 16, 2010
Morgan Stanley Smith Barney LLC
IA capacity

Jun 1, 2009 → Sep 16, 2010
Morgan Stanley & Co. Incorporated
BD capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley Dw Inc.
BD capacity

Apr 1, 2005 → Apr 2, 2007
Morgan Stanley
IA capacity

Apr 1, 2005 → Apr 2, 2007
Merrill Lynch Pierce Fenner & Smith Inc.
IA capacity

Feb 23, 1999 → Apr 5, 2005
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Sep 5, 1997 → Apr 5, 2005
Prudential Securities Incorporated
BD capacity

Dec 9, 1994 → Sep 16, 1997
Smith Barney Inc.
BD capacity

Jul 31, 1993 → Dec 20, 1994
Lehman Brothers Inc.
BD capacity

May 14, 1988 → Jul 31, 1993
E. F. Hutton & Company Inc
BD capacity

Jun 20, 1985 → May 14, 1988
Bevill, Bresler & Schulman Incorporated
BD capacity

Apr 26, 1985 → Apr 10, 1985

Source & corrections

Where this page comes from

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