Jeffrey Sheats

CRD 1345490 · Fidelity Brokerage Services LLC · Alexandria, VA

IA RegisteredBroker

Also appears in the source record as: Jeffrey Mark Sheats

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 65Series 63Series 10Series 9Series 24Series 8Series 6TOSIESeries 7
Registered states (39): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1345490 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (15)

From the source registration record · current first

Strategic Advisers LLCCurrent
Alexandria, VA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Alexandria, VA · BD capacity

Dec 19, 2013 → present
Fidelity Brokerage Services LLCCurrent
Alexandria, VA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

Jan 17, 2014 → Jul 13, 2018
Lpl Financial LLC
BD capacity

Oct 11, 2011 → Feb 13, 2012
Lpl Financial LLC
IA capacity

Oct 11, 2011 → Feb 13, 2012
Uvest Financial Services Group, Inc.
BD capacity

Mar 11, 2011 → Oct 11, 2011
Uvest Financial Services Group, Inc.
IA capacity

Mar 11, 2011 → Oct 11, 2011
Lincoln Financial Securities Corporation
BD capacity

Feb 29, 2008 → Mar 7, 2011
Level Four Advisory Services
IA capacity

Mar 14, 2008 → Mar 2, 2011
H&r Block Financial Advisors, Inc.
IA capacity

Apr 2, 2004 → Mar 14, 2008
H&r Block Financial Advisors, Inc.
BD capacity

Nov 23, 1990 → Mar 14, 2008
First Montauk Securities Corp.
BD capacity

Sep 11, 1990 → Nov 21, 1990
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Mar 20, 1985 → Sep 9, 1988

Source & corrections

Where this page comes from

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