Thomas Michael Batson

CRD 1345806 · Morgan Stanley · Scottsdale, AZ

IA RegisteredBroker

Also appears in the source record as: Tom Batson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 3Series 7
Registered states (46): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1345806 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (8)

From the source registration record · current first

Morgan StanleyCurrent
Scottsdale, AZ · IA capacity

Mar 18, 2022 → present
Wells Fargo Clearing Services, LLC
IA capacity

Aug 26, 2009 → Mar 23, 2022
Wells Fargo Clearing Services, LLC
BD capacity

Jan 2, 2009 → Mar 23, 2022
Morgan Stanley & Co. Incorporated
BD capacity

Apr 2, 2007 → Jan 6, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Apr 2, 2007 → Jan 6, 2009
Morgan Stanley
IA capacity

Nov 14, 2002 → Apr 2, 2007
Morgan Stanley Dw Inc.
BD capacity

Jun 12, 1989 → Apr 2, 2007
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Mar 20, 1985 → Jun 19, 1989

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1345806 ↗ FINRA BrokerCheck record for CRD 1345806 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.