Thomas Martin Wynne

CRD 1348428 · J.P. Morgan Securities LLC · Orangeburg, NY

IA RegisteredBroker

Also appears in the source record as: Thomas M Wynne

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 5Series 7Series 3Series 66Series 63
Registered states (4): Connecticut · New Jersey · New York · North Carolina
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (9)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Orangeburg, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Orangeburg, NY · BC capacity

start not retrieved → present
Osaic Institutions, Inc.
Brookfield, CT · IA capacity

Jul 11, 2024 → Aug 22, 2025
Osaic Institutions, Inc.
Brookfield, CT · BC capacity

Mar 28, 2024 → Aug 22, 2025
Avalon Securities, Ltd.
New York, NY · BC capacity

Sep 19, 2023 → Apr 16, 2024
Citigroup Global Markets Inc.
New York, NY · BC capacity

Apr 6, 2004 → Dec 16, 2019
Hsbc Securities (USA) Inc.
New York City, NY · BC capacity

Dec 4, 2000 → May 16, 2003
Painewebber Incorporated
Weehawken, NJ · BC capacity

Dec 23, 1994 → Nov 29, 2000
Kidder, Peabody & Co. Incorporated
New York, NY · BC capacity

Mar 19, 1985 → Jan 19, 1995

Source & corrections

Where this page comes from

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