Ramon Antonio Rodriguez

CRD 1348556 · Wells Fargo Advisors · Lawrenceville, NJ

Broker

Also appears in the source record as: Anthony R Rodriguez; R Anthony Rodriguez; R. Antonio Rodriguez; Tony Rodriguez

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (4): Series 6TOSIESeries 7Series 63
Registered states (3): New Jersey · New York · Pennsylvania
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (10)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Lawrenceville, NJ · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Lawrenceville, NJ · IA capacity

start not retrieved → present
Hd Vest Investment Services
Hamilton, NJ · BC capacity

Sep 10, 2014 → Dec 17, 2015
J.P. Morgan Securities LLC
Hamilton, NJ · BC capacity

Oct 1, 2012 → Oct 11, 2012
Chase Investment Services Corp.
Hamilton, NJ · BC capacity

Jun 12, 2008 → Oct 1, 2012
Park Avenue Securities LLC
New York, NY · BC capacity

May 3, 1999 → Jan 10, 2003
Guardian Investor Services Corporation
New York, NY · BC capacity

Jun 8, 1992 → May 3, 1999
Reliastar Financial Marketing Corp.
Seattle, WA · BC capacity

Oct 24, 1989 → Dec 31, 1991
Pruco Securities Corporation
BC capacity

Apr 18, 1986 → Aug 12, 1988
Kobrin Securities, Inc.
BC capacity

Jun 18, 1985 → Jul 15, 1985

Source & corrections

Where this page comes from

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