Anne M Schwab

CRD 1348683 · Charles Schwab & Co., Inc. · Phoenix, AZ

IA RegisteredBroker

Also appears in the source record as: Anna Marie Schwab-Sterbis; Anne M Schwab-Sterbis; Annie Schwab-Sterbis; Anna Maria Schwab; Anna Marie Schwab

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 7TOSIESeries 7Series 22Series 24Series 66Series 65Series 63
Registered states (1): Arizona
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1348683 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (8)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Phoenix, AZ · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Phoenix, AZ · BC capacity

start not retrieved → present
Berger Financial Group
Scottsdale, AZ · IA capacity

Sep 26, 2022 → Apr 7, 2023
World Group Securities, Inc.
Duluth, GA · BC capacity

Apr 12, 2002 → Dec 31, 2005
Intersecurities, Inc.
W. Chicago, IL · IA capacity

Jul 9, 2002 → Dec 31, 2003
Wma Securities, Inc.
Duluth, GA · BC capacity

May 2, 1997 → Apr 12, 2002
Oak Brook Securities Corp.
Oakbrook Terrace, IL · BC capacity

Dec 3, 1990 → May 6, 1997
Inland Securities Corporation
Oak Brook, IL · BC capacity

Mar 11, 1985 → Dec 12, 1990

Source & corrections

Where this page comes from

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