Derek Chow

CRD 1348825 · Fidelity Brokerage Services LLC · Boston, MA

IA RegisteredBroker

Also appears in the source record as: Derek Andrew Chow; Derek Chow

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 63Series 65Series 24SIESeries 7Series 6
Registered states (13): Colorado · Florida · Kentucky · Maine · Massachusetts · Michigan · Minnesota · New Hampshire · North Carolina · Ohio · Rhode Island · Texas · Utah
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (19)

From the source registration record · current first

Strategic Advisers LLCCurrent
Boulder, CO · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Boulder, CO · BD capacity

Oct 28, 2020 → present
Fidelity Brokerage Services LLCCurrent
Boston, MA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Nov 24, 2020 → Mar 31, 2025
Foreside Fund Services, LLC
BD capacity

Aug 28, 2019 → Jan 15, 2020
Xms Capital Partners, LLC
BD capacity

Sep 26, 2018 → Jul 8, 2019
Foreside Funds Distributors LLC
BD capacity

Oct 28, 2014 → Feb 6, 2017
Voya Investment Management Co. LLC
IA capacity

Oct 15, 2012 → Jun 17, 2014
Voya Investments Distributor, LLC
BD capacity

Sep 15, 2011 → Jun 17, 2014
Quasar Distributors, LLC
BD capacity

Jan 30, 2008 → Dec 31, 2010
Pacific Cornerstone Capital Incorporated
BD capacity

Apr 5, 2006 → Dec 5, 2007
Capital Solutions Distributors, LLC
BD capacity

Sep 12, 2005 → Mar 22, 2006
Lincoln Financial Distributors, Inc.
BD capacity

Apr 23, 2003 → Jun 13, 2005
Lincoln Financial Distributors, Inc.
IA capacity

Apr 23, 2003 → Jun 13, 2005
Strong Capital Management Inc
IA capacity

May 7, 2001 → Apr 4, 2003
Strong Investments, Inc.
BD capacity

Apr 30, 2001 → Apr 4, 2003
Fidelity Investments Institutional Services Company, Inc.
BD capacity

Jul 22, 1998 → May 2, 2001
John Nuveen & Co., Incorporated
BD capacity

Jun 21, 1991 → Jul 9, 1998
Kidder, Peabody & Co. Incorporated
BD capacity

Mar 19, 1985 → Apr 11, 1985

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1348825 ↗ FINRA BrokerCheck record for CRD 1348825 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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