Lisa Kingman Forness

CRD 1350670 · Primerica Advisors · New Bedford, MA

IA RegisteredBroker

Also appears in the source record as: Lisa K Bass; Lisa Kingman Bass; Lisa Rockwell Kingman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 6TOSIESeries 7Series 27Series 24Series 65Series 63
Registered states (1): Massachusetts
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Primerica Advisors
Firm CRD: 10111
SEC number: 801-72263
Assets under management: $15.5B as of Mar 20, 2026
Website: www.youtube.com/user/primerica ↗
Phone: 833-786-0550
Firm location: Duluth, GA, 30099-0001

Employment history (10)

From the source registration record · current first

Pfs Investments Inc.Current
New Bedford, MA · BC capacity

start not retrieved → present
Pfs Investments Inc.Current
New Bedford, MA · IA capacity

start not retrieved → present
Primerica AdvisorsCurrent
New Bedford, MA · IA capacity

start not retrieved → present
Stifel, Nicolaus & Company, Incorporated
St. Louis, MO · IA capacity

Apr 25, 2001 → Aug 3, 2018
Stifel, Nicolaus & Company, Incorporated
St. Louis, MO · BC capacity

Apr 23, 1996 → Aug 3, 2018
Market Street Securities, Inc.
BC capacity

Nov 20, 1995 → Apr 16, 1996
Boatmen's Investment Services, Inc.
St. Louis, MO · BC capacity

Oct 17, 1995 → Apr 16, 1996
Rowland, Simon & Co.
BC capacity

Feb 1, 1988 → Nov 18, 1988
I.M. Simon & Co., Inc.
BC capacity

Nov 25, 1985 → Feb 1, 1988
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BC capacity

Apr 24, 1985 → Dec 13, 1985

Source & corrections

Where this page comes from

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