Quyen My Chung
Also appears in the source record as: Becky Thai; Quyen Chung Thai
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 65Series 63SIESeries 31Series 7
- Registered states (18)
- Alabama · Arizona · California · Connecticut · Florida · Georgia · Illinois · Kentucky · Maine · Maryland · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Texas · Virginia · Washington
- Years in the industry (source record)
- 41
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (11)
From the source registration record · current first
-
Jun 1, 2009 → present
-
Citigroup Global Markets Inc.BD capacityJun 12, 2002 → Jun 1, 2009
-
Citigroup Global Markets Inc.IA capacityJun 12, 2002 → Jun 1, 2009
-
Deutsche Bank Securities Inc.IA capacityJul 23, 2001 → May 23, 2002
-
Deutsche Bank Securities Inc.BD capacityJan 13, 2001 → May 23, 2002
-
Db Alex. Brown LLCBD capacitySep 2, 1999 → Jan 13, 2001
-
First Union Capital Markets Corp.BD capacityMar 12, 1999 → Sep 28, 1999
-
Bt Alex. Brown IncorporatedBD capacitySep 1, 1997 → Mar 16, 1999
-
Alex. Brown & Sons IncorporatedBD capacityMay 5, 1989 → Sep 1, 1997
-
Wheat, First Securities, Inc.BD capacityJun 7, 1988 → Nov 22, 1988
-
Investment Corporation Of VirginiaBD capacityNov 19, 1985 → Apr 5, 1988
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.