Sharon A. Shapiro

CRD 1358716 · J.P. Morgan Securities LLC · Vernon Hills, IL

IA RegisteredBroker

Also appears in the source record as: Sharon Anne Kagan; Sharon Kagan; Sharon A Shapiro; Sharon Anne Shapiro; Sharon Shapiro

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): SIESeries 7Series 9Series 10Series 8Series 24Series 65Series 63
Registered states (3): California · Florida · Illinois
Years in the industry (source record): 38
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (14)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Vernon Hills, IL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Vernon Hills, IL · BC capacity

start not retrieved → present
Pnc Investments
Clarendon Hills, IL · IA capacity

Jun 2, 2014 → May 3, 2017
Pnc Investments
Clarendon Hills, IL · BC capacity

Jun 2, 2014 → May 3, 2017
Regal Advisory Services, Inc.
Glenview, IL · IA capacity

Jul 28, 2010 → May 8, 2014
Regal Securities, Inc.
Glenview, IL · BC capacity

Jul 28, 2010 → May 7, 2014
Charles Schwab & Co., Inc.
Winnetka, IL · IA capacity

Oct 4, 2007 → Oct 19, 2009
Charles Schwab & Co., Inc.
Winnetka, IL · BC capacity

Oct 4, 2007 → Oct 19, 2009
Lasalle Financial Services, Inc.
Chicago, IL · IA capacity

Aug 19, 2004 → Jan 29, 2007
Lasalle Financial Services, Inc.
Chicago, IL · BC capacity

Jul 22, 2002 → Jan 29, 2007
Raymond James Financial Services, Inc.
St. Petersburg, FL · BC capacity

Dec 19, 2000 → Jul 3, 2002
Citicorp Investment Services
Long Island City, NY · BC capacity

Nov 14, 1991 → Dec 1, 2000
Financial Horizons Securities Corporation
BC capacity

Oct 22, 1990 → Apr 6, 1993
Invest Financial Corporation
Appleton, WI · BC capacity

May 1, 1985 → Oct 30, 1990

Source & corrections

Where this page comes from

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