Daniel Abbott

CRD 1360876 · Edward Jones · Sequim, WA

IA RegisteredBroker

Also appears in the source record as: Dan Abbott; Daniel Alvin Abbott

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63Series 9Series 10SIESeries 7
Registered states (19): Arizona · California · Colorado · Delaware · Florida · Hawaii · Idaho · Illinois · Maryland · Michigan · Minnesota · North Carolina · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Washington
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1360876 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (15)

From the source registration record · current first

Edward JonesCurrent
Sequim, WA · IA capacity

Nov 27, 2017 → present
Edward JonesCurrent
Sequim, WA · BC capacity

start not retrieved → present
Morgan Stanley
BD capacity

Jun 1, 2009 → Nov 27, 2017
Morgan Stanley
IA capacity

Jun 1, 2009 → Nov 27, 2017
Citigroup Global Markets Inc.
BD capacity

Aug 1, 2008 → Jun 1, 2009
Citigroup Global Markets Inc.
IA capacity

Aug 1, 2008 → Jun 1, 2009
Wachovia Securities, LLC
BD capacity

Jun 15, 2002 → Aug 4, 2008
Wachovia Securities, LLC
IA capacity

Jun 15, 2002 → Aug 4, 2008
Wachovia Securities, Inc.
BD capacity

Feb 14, 2000 → Jun 15, 2002
Wachovia Brokerage Service
BD capacity

Feb 4, 1997 → Feb 14, 2000
Jackson National Financial Services, Inc.
BD capacity

Feb 16, 1995 → Feb 5, 1997
Royal Alliance Associates, Inc.
BD capacity

Oct 7, 1994 → Nov 23, 1994
Shearson Lehman Hutton Inc.
BD capacity

Feb 15, 1988 → Jan 18, 1989
E. F. Hutton & Company Inc
BD capacity

Jan 13, 1986 → Feb 15, 1988
Marion Bass Securities Corporation
BD capacity

Apr 24, 1985 → Jan 24, 1986

Source & corrections

Where this page comes from

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