Jacque Lynn Richards

CRD 1363934 · Morgan Stanley · West Des Moines, IA

IA RegisteredBroker

Also appears in the source record as: Jacque Lynn Mcdowell; Jacque Lynn Richard; Jacque Lynn Toney

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 63Series 9Series 10SIESeries 31Series 7
Registered states (41): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Delaware · Florida · Georgia · Illinois · Indiana · Iowa · Kansas · Kentucky · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 38
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
West Des Moines, IA · IA capacity

Jun 1, 2009 → present
Morgan Stanley & Co. Incorporated
BD capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley
IA capacity

Jan 6, 2006 → Apr 2, 2007
Morgan Stanley Dw Inc.
BD capacity

Nov 10, 2005 → Apr 2, 2007
Equitrust Investment Management Services, Inc.
BD capacity

Jan 22, 1999 → Oct 1, 2003
Locust Street Securities, Inc.
BD capacity

Nov 13, 1996 → Sep 29, 1998
Img Financial Services, Inc.
BD capacity

Nov 8, 1989 → May 16, 1994
Allied Group Securities Corporation
BD capacity

Feb 24, 1988 → Aug 31, 1989

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1363934 ↗ FINRA BrokerCheck record for CRD 1363934 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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