Jeffrey Thomas Brockway

CRD 1364803 · Wells Fargo Advisors · Portage, MI

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 52Series 65Series 63
Registered states (25): Alabama · Arizona · California · Colorado · Florida · Georgia · Illinois · Indiana · Kentucky · Massachusetts · Michigan · Minnesota · Missouri · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Tennessee · Texas · Utah · Washington · Wisconsin
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (10)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Portage, MI · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Bonita Springs, FL · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Portage, MI · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Bonita Springs, FL · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Portage, MI · IA capacity

start not retrieved → present
A. G. Edwards & Sons, Inc.
Kalamazoo, MI · BC capacity

Jan 17, 2007 → Jan 3, 2008
Performance Trust Capital Partners, Inc.
Plainwell, MI · BC capacity

May 29, 1997 → Jan 25, 2007
Robert W. Baird & Co. Incorporated
Milwaukee, WI · BC capacity

Oct 4, 1994 → May 22, 1997
Clayton Brown & Associates, Inc.
Chicago, IL · BC capacity

Mar 12, 1987 → Oct 11, 1994
Columbian Securities, Inc.
BC capacity

Jun 12, 1985 → Feb 3, 1987

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1364803 ↗ FINRA BrokerCheck record for CRD 1364803 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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