William Keller Normann

CRD 1377772 · Captrust · Sanford, NC

IA RegisteredBroker

Also appears in the source record as: Kel Normann; W. Kel Normann; William Normann

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 9Series 10Series 8SIESeries 7
Registered states (18): Alabama · California · Colorado · Delaware · Florida · Georgia · Maine · Maryland · Massachusetts · Missouri · Nebraska · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Virginia
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (11)

From the source registration record · current first

Capfinancial Securities, LLC.Current
Sanford, NC · BD capacity

Nov 6, 2023 → present
CaptrustCurrent
Sanford, NC · IA capacity

Nov 6, 2023 → present
Raymond James Financial Services, Inc.
BD capacity

Oct 18, 2017 → Oct 31, 2023
Raymond James Financial Services Advisors, Inc
IA capacity

Oct 18, 2017 → Oct 31, 2023
Wells Fargo Advisors Financial Network, LLC
BD capacity

Oct 16, 2015 → Oct 25, 2017
Wells Fargo Advisors Financial Network, LLC
IA capacity

Oct 16, 2015 → Oct 25, 2017
Wells Fargo Advisors, LLC
IA capacity

Jun 19, 2002 → Oct 16, 2015
Wells Fargo Advisors, LLC
BD capacity

Jun 15, 2002 → Oct 16, 2015
Wachovia Securities, Inc.
IA capacity

Dec 28, 2001 → Jun 20, 2002
Wachovia Securities, Inc.
BD capacity

May 15, 1986 → Jun 15, 2002
First Jersey Securities, Inc.
BD capacity

Jul 24, 1985 → May 21, 1986

Source & corrections

Where this page comes from

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