Stephen Daniel Fair
Also appears in the source record as: Steve Fair
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (10)
- SIESeries 3Series 15Series 5Series 7Series 10Series 9Series 8Series 65Series 63
- Registered states (29)
- Alabama · Arizona · Arkansas · California · Connecticut · Florida · Georgia · Illinois · Indiana · Kansas · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nevada · New York · North Carolina · Ohio · Oklahoma · Pennsylvania · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
- Years in the industry (source record)
- 41
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (8)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
Morgan StanleyEast Lansing, MI · IA capacityOct 5, 2010 → Jun 22, 2017
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Morgan StanleyEast Lansing, MI · BC capacityJun 1, 2009 → Jun 22, 2017
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Citigroup Global Markets Inc.Saginaw, MI · BC capacityJul 31, 1993 → Jun 1, 2009
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Lehman Brothers Inc.New York, NY · BC capacityFeb 15, 1988 → Jul 31, 1993
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E. F. Hutton & Company IncBC capacityJun 29, 1987 → Feb 15, 1988
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Thomson Mckinnon Securities Inc.BC capacityJun 18, 1985 → Jul 14, 1987
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.