Neil S Murman

CRD 1384305 · Edward Jones · New York, NY

IA RegisteredBroker

Also appears in the source record as: Neil Stewart Murman; Neil Murman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 7TOSeries 6TOSIESeries 31Series 7
Registered states (6): Arizona · Colorado · Illinois · New Jersey · New York · Pennsylvania
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (11)

From the source registration record · current first

Edward JonesCurrent
New York, NY · IA capacity

Aug 1, 2025 → present
Edward JonesCurrent
New York, NY · BC capacity

start not retrieved → present
Cetera Investment Services LLC
BD capacity

Oct 25, 2024 → Mar 25, 2025
Cetera Investment Advisers LLC
IA capacity

Oct 25, 2024 → Mar 25, 2025
Equitable Advisors, LLC
BD capacity

Jan 31, 2023 → Oct 16, 2024
Equitable Advisors, LLC
IA capacity

Jan 31, 2023 → Oct 16, 2024
Allstate Financial Advisors, LLC
IA capacity

Jan 1, 2023 → Jan 5, 2023
Allstate Financial Services, LLC
BD capacity

Mar 7, 2022 → Jan 5, 2023
Equity Services, Inc.
BD capacity

Sep 15, 2021 → Feb 3, 2022
Pruco Securities, LLC.
BD capacity

Apr 23, 2021 → Aug 20, 2021
Dean Witter Reynolds Inc.
BD capacity

Aug 25, 1997 → Jun 15, 1998

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1384305 ↗ FINRA BrokerCheck record for CRD 1384305 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.