Douglas Neubrand

CRD 1384460 · Wells Fargo Advisors · St. Louis, MO

IA RegisteredBroker

Also appears in the source record as: Douglas G Neubrand; Douglas George Neubrand

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (13): Series 52TOSIESeries 7Series 10Series 9Series 27Series 14Series 8Series 53Series 4Series 24Series 65Series 63
Registered states (1): California
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 11025
SEC number: 801-57434
Assets under management: $252.3B as of Jun 3, 2026
Website: stories.wf.com ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (17)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Walnut Creek, CA · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
Walnut Creek, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Walnut Creek, CA · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Walnut Creek, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Walnut Creek, CA · IA capacity

start not retrieved → present
Wells Fargo Investments, LLC
San Francisco, CA · IA capacity

Sep 21, 2006 → Jan 3, 2011
Wells Fargo Investments, LLC
San Francisco, CA · BC capacity

Sep 21, 2006 → Jan 3, 2011
Charles Schwab & Co., Inc.
San Francisco, CA · BC capacity

May 9, 2003 → Sep 19, 2006
Jwgenesis Securities, Inc.
Boca Raton, FL · BC capacity

Nov 12, 1998 → May 12, 2000
Dmg Securities, Inc.
Great Falls, VA · BC capacity

Nov 12, 1998 → May 12, 2000
Jw Genesis Clearing Corp.
Boca Raton, FL · BC capacity

Nov 12, 1998 → Jun 30, 1999
Prudential Securities Incorporated
New York, NY · BC capacity

Jun 9, 1997 → Jul 6, 1998
Aig Equity Sales Corp.
New York, NY · BC capacity

Oct 30, 1995 → May 20, 1997
Great Western Financial Securities Corporation
Northridge, CA · BC capacity

Jul 31, 1987 → Jan 22, 1992
Titan Capital Corporation
BC capacity

Nov 19, 1985 → Dec 24, 1985

Source & corrections

Where this page comes from

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