Eric Mark Behr

CRD 1391563 · Wells Fargo Advisors · Boca Raton, FL

IA RegisteredBroker

Also appears in the source record as: Eric M Behr

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 3Series 31Series 7Series 65Series 63
Registered states (25): Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Idaho · Illinois · Indiana · Kentucky · Maryland · Massachusetts · Michigan · Nevada · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Texas · Utah · Virginia · Washington
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1391563 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (15)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Boca Raton, FL · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Boca Raton, FL · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Boca Raton, FL · IA capacity

start not retrieved → present
Morgan Stanley
Boca Raton, FL · IA capacity

Apr 19, 2013 → Apr 21, 2022
Morgan Stanley
Boca Raton, FL · BC capacity

Apr 18, 2013 → Apr 21, 2022
Deutsche Bank Securities Inc.
Palm Beach, FL · IA capacity

Nov 22, 2005 → May 1, 2013
Deutsche Bank Securities Inc.
New York, NY · BC capacity

Nov 21, 2005 → May 1, 2013
Advest, Inc.
Boca Raton, FL · IA capacity

Jun 4, 2003 → Dec 13, 2005
Advest, Inc.
Hartford, CT · BC capacity

Jun 2, 2003 → Dec 13, 2005
Merrill Lynch Pierce Fenner & Smith Inc.
Coral Springs, FL · IA capacity

Apr 17, 2003 → Jun 10, 2003
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Mar 28, 2003 → Jun 10, 2003
Citigroup Global Markets Inc.
Coral Springs, FL · IA capacity

Jul 31, 1993 → Apr 11, 2003
Citigroup Global Markets Inc.
New York, NY · BC capacity

Jul 31, 1993 → Apr 11, 2003
Lehman Brothers Inc.
New York, NY · BC capacity

Jan 17, 1992 → Jul 31, 1993
Prudential Securities Incorporated
New York, NY · BC capacity

Oct 16, 1987 → Jan 22, 1992

Source & corrections

Where this page comes from

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