Richard Glenn Hausler
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- SIESeries 7Series 3Series 65Series 63
- Registered states (20)
- Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Hawaii · Maryland · Massachusetts · Michigan · Nevada · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Tennessee · Utah · Virginia
- Years in the industry (source record)
- 40
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 1395493 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (11)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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Ubs Financial Services Inc.Manasquan, NJ · IA capacitySep 30, 2010 → Feb 11, 2021
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Ubs Financial Services Inc.Manasquan, NJ · BC capacitySep 30, 2010 → Feb 11, 2021
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Morgan Stanley Smith Barney LLCMorganville, NJ · IA capacityJun 1, 2009 → Oct 22, 2010
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Morgan Stanley Smith BarneyMorganville, NJ · BC capacityJun 1, 2009 → Oct 22, 2010
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Citigroup Global Markets Inc.Morganville, NJ · IA capacityApr 24, 2003 → Jun 1, 2009
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Citigroup Global Markets Inc.Morganville, NJ · BC capacityApr 17, 2003 → Jun 1, 2009
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Merrill Lynch Pierce Fenner & Smith Inc.Freehold, NJ · IA capacityDec 3, 1992 → Apr 22, 2003
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, NY · BC capacityMar 19, 1986 → Apr 22, 2003
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.