Craig Roger Mccune
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- Series 65Series 63SIESeries 7
- Registered states (32)
- Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Kansas · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Virginia
- Years in the industry (source record)
- 41
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 1399852 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (8)
From the source registration record · current first
-
Apr 1, 2016 → present
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Wells Fargo Advisors, LLCBD capacityMar 7, 2008 → Apr 1, 2016
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Wells Fargo Advisors, LLCIA capacityMar 7, 2008 → Apr 1, 2016
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Ferris, Baker Watts IncorporatedIA capacityDec 12, 2003 → Mar 17, 2008
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Ferris, Baker Watts IncorporatedBD capacityOct 21, 2003 → Mar 17, 2008
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Ubs Financial Services Inc.IA capacityMay 7, 1999 → Nov 12, 2003
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Ubs Financial Services Inc.BD capacityMar 26, 1999 → Nov 12, 2003
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Aug 20, 1985 → Mar 30, 1999
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.