Robert Holland

CRD 1404167 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Robert Leo Holland Jr; Robert Leo Holland

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 3Series 65Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 39
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1404167 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (12)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Barclays Capital Inc.
New York, NY · IA capacity

Mar 13, 2009 → May 2, 2011
Barclays Capital Inc.
New York, NY · BC capacity

Sep 22, 2008 → May 2, 2011
Lehman Brothers Inc.
New York, NY · IA capacity

Feb 14, 2008 → Oct 15, 2008
Lehman Brothers Inc.
New York, NY · BC capacity

Feb 21, 2003 → Sep 22, 2008
Fahnestock & Co. Inc.
New York, NY · BC capacity

Jan 3, 2003 → Feb 20, 2003
Cibc World Markets Corp.
New York, NY · BC capacity

Jul 16, 2002 → Jan 3, 2003
Robertson Stephens, Inc.
New York, NY · IA capacity

Jun 15, 2000 → Jul 29, 2002
Robertson Stephens, Inc.
San Francisco, CA · BC capacity

Sep 2, 1999 → Jul 29, 2002
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Jul 15, 1997 → Sep 24, 1999
Drexel Burnham Lambert Incorporated
BC capacity

Aug 19, 1986 → May 23, 1988

Source & corrections

Where this page comes from

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