Ronald Nathaniel White

CRD 1404930 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Atlanta, GA

IA RegisteredBroker

Also appears in the source record as: Ron White; Ronald N White

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 65Series 63Series 53Series 4Series 24Series 52TOSeries 72SIESeries 7
Registered states (24): Alabama · Arizona · California · Colorado · Florida · Georgia · Illinois · Maryland · Mississippi · Missouri · Nevada · New Jersey · New York · North Carolina · Ohio · Oklahoma · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1404930 contains one or more disclosure events as of Aug 20, 2026.

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FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Atlanta, GA · IA capacity

Dec 15, 2014 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Atlanta, GA · BC capacity

start not retrieved → present
Ubs Financial Services Inc.
BD capacity

Nov 19, 2008 → Dec 23, 2014
Ubs Financial Services Inc.
IA capacity

Nov 19, 2008 → Dec 23, 2014
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Sep 2, 1998 → Nov 20, 2008
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jan 20, 1998 → Nov 20, 2008
Nationsbanc Investments, Inc.
BD capacity

Jan 1, 1998 → Jan 27, 1998
Nationssecurities
BD capacity

Jun 7, 1993 → Jan 1, 1998
Nationsbanc Securities, Inc.
BD capacity

Apr 16, 1993 → Jun 7, 1993
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Sep 24, 1985 → Apr 2, 1993

Source & corrections

Where this page comes from

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