Shelly Anne Smith

CRD 1408334 · Morgan Stanley · Alpharetta, GA

IA RegisteredBroker

Also appears in the source record as: Michelle Beasley; Shelly Anne Beasley; Shelly Anne Gregoire

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 31Series 7
Registered states (20): Alabama · Arizona · California · Colorado · Florida · Georgia · Idaho · Maryland · Massachusetts · New Mexico · North Carolina · Oregon · Pennsylvania · Puerto Rico · South Dakota · Tennessee · Texas · Utah · Virginia · Washington
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1408334 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (10)

From the source registration record · current first

Morgan StanleyCurrent
Alpharetta, GA · IA capacity

Jun 1, 2009 → present
Morgan Stanley & Co. Incorporated
BD capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley
IA capacity

Jul 8, 1997 → Apr 2, 2007
Morgan Stanley Dw Inc.
BD capacity

Dec 10, 1992 → Apr 2, 2007
Lehman Brothers Inc.
BD capacity

Jun 17, 1989 → Dec 18, 1992
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Feb 29, 1988 → Jul 29, 1988
Dean Witter Reynolds Inc.
BD capacity

Jan 27, 1987 → Feb 25, 1988
Crowell, Weedon & Co.
BD capacity

Dec 10, 1985 → Feb 4, 1987
Baraban Securities, Inc.
BD capacity

Sep 24, 1985 → Oct 4, 1985

Source & corrections

Where this page comes from

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