Thomas Morrissey

CRD 1409405 · Morgan Stanley · Garden City, NY

IA RegisteredBroker

Also appears in the source record as: Tom Morrissey

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63Series 24SIESeries 7Series 6
Registered states (25): Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Illinois · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Pennsylvania · Rhode Island · South Carolina · Texas · Vermont · Virginia · Washington
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1409405 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (13)

From the source registration record · current first

Morgan StanleyCurrent
Garden City, NY · IA capacity

Mar 5, 2021 → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Mar 11, 2003 → Mar 8, 2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jan 23, 2001 → Mar 8, 2021
Fidelity Brokerage Services LLC
BD capacity

Mar 3, 1992 → Jan 10, 2001
Investors Associates, Inc.
BD capacity

Dec 16, 1991 → Mar 6, 1992
W.J. Nolan & Company, Inc.
BD capacity

Feb 21, 1991 → Dec 24, 1991
Castle Securities Corp.
BD capacity

Apr 4, 1990 → Feb 27, 1991
H. Starr Financial Corp.
BD capacity

Jan 9, 1991 → Feb 22, 1991
William M. Cadden & Co., Inc.
BD capacity

Feb 24, 1989 → Apr 16, 1990
Madison Chapin Assocs., Inc.
BD capacity

Nov 6, 1989 → Apr 5, 1990
Investors Center, Inc.
BD capacity

Sep 16, 1987 → Feb 28, 1989
Investors Center Incorporated
BD capacity

Jan 1, 1987 → Apr 21, 1987
First Investors Corporation
BD capacity

Nov 14, 1985 → Jan 9, 1986

Source & corrections

Where this page comes from

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