John Marshall Robards

CRD 1409994 · Morgan Stanley · New York, NY

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 10Series 9Series 8SIESeries 31Series 7
Registered states (45): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1409994 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (13)

From the source registration record · current first

Morgan StanleyCurrent
New York, NY · IA capacity

May 18, 2020 → present
Citigroup Global Markets Inc.
BD capacity

Jun 24, 2005 → Jun 1, 2009
Oppenheimer & Co. Inc.
BD capacity

Jan 3, 2003 → Jul 5, 2005
Cibc World Markets Corp.
BD capacity

Oct 11, 1992 → Jan 3, 2003
Oppenheimer & Co., Inc.
BD capacity

Feb 14, 1995 → Apr 18, 1995
Vantage Securities, Inc.
BD capacity

Sep 10, 1990 → Oct 8, 1992
W. H. Newbold's Son & Co./Hopper Soliday & Co., Inc.
BD capacity

Feb 14, 1990 → Aug 22, 1990
J. T. Moran & Co., Inc.
BD capacity

Sep 6, 1988 → Jan 27, 1990
R.C. Stamm & Co., Inc.
BD capacity

Jan 28, 1988 → Oct 25, 1988
Copeland Securities Incorporated
BD capacity

Dec 21, 1987 → Jan 12, 1988
Philips, Appel & Walden, Inc.
BD capacity

Feb 10, 1987 → Jan 1, 1988
Rooney, Pace Inc.
BD capacity

Oct 29, 1985 → Feb 3, 1987
Laidlaw Adams & Peck Inc.
BD capacity

Oct 22, 1985 → Oct 25, 1985

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1409994 ↗ FINRA BrokerCheck record for CRD 1409994 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.