Robin Lynn Rudolph

CRD 1410003 · Morgan Stanley · Cincinnati, OH

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 63SIESeries 7
Registered states (42): Arizona · Arkansas · California · Colorado · Connecticut · Delaware · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nebraska · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (6)

From the source registration record · current first

Morgan StanleyCurrent
Cincinnati, OH · IA capacity

Jun 3, 2009 → present
Citigroup Global Markets Inc.
IA capacity

May 29, 2009 → Jul 23, 2009
Citigroup Global Markets Inc.
BD capacity

May 28, 2009 → Jul 23, 2009
Ubs Financial Services Inc.
IA capacity

Aug 16, 1999 → Jun 4, 2009
Ubs Financial Services Inc.
BD capacity

Jan 28, 1995 → Jun 4, 2009
Kidder, Peabody & Co. Incorporated
BD capacity

Jun 21, 1990 → Jan 28, 1995

Source & corrections

Where this page comes from

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