Frank J Connelly

CRD 1410769 · Wells Fargo Advisors · Freehold, NJ

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 55Series 7Series 24Series 66Series 65Series 63
Registered states (10): California · Connecticut · Florida · Georgia · New Jersey · New York · South Carolina · Texas · Vermont · Virginia
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (18)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Freehold, NJ · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Freehold, NJ · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Freehold, NJ · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Freehold, NJ · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Freehold, NJ · IA capacity

start not retrieved → present
Morgan Stanley
Red Bank, NJ · IA capacity

Apr 17, 2014 → Jan 27, 2022
Morgan Stanley
Red Bank, NJ · BC capacity

Mar 18, 2014 → Jan 27, 2022
Quasar Trading, LLC
San Juan, PR · BC capacity

Jan 10, 2014 → Mar 7, 2014
T3 Trading Group, LLC
New York, NY · BC capacity

Feb 4, 2013 → Dec 23, 2013
G-2 Trading,llc
New York, NY · BC capacity

Sep 6, 2011 → Jan 29, 2013
First New York Securities L.L.C.
Boca Raton, FL · BC capacity

Feb 20, 2009 → Aug 11, 2011
Fjc Capital Management, LLC
Orinda, CA · IA capacity

Jun 22, 2007 → Jan 4, 2008
Opus Trading Fund LLC
Jericho, NY · BC capacity

May 18, 2006 → Jul 6, 2007
Banc Of America Securities LLC
New York, NY · BC capacity

Oct 1, 1997 → Mar 18, 2002
Montgomery Securities
San Francisco, CA · BC capacity

Aug 24, 1995 → Oct 1, 1997
Cs First Boston Corporation
New York, NY · BC capacity

Jan 18, 1991 → Aug 15, 1995
Goldman, Sachs & Co.
New York, NY · BC capacity

Oct 17, 1986 → Nov 30, 1990
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BC capacity

Sep 24, 1985 → Oct 30, 1986

Source & corrections

Where this page comes from

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