Amy Y. Moy

CRD 1419396 · J.P. Morgan Securities LLC · New York, NY

Broker

Also appears in the source record as: Amy Yim Moy

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (11): Series 79TOSIESeries 3Series 7Series 24Series 9Series 10Series 23Series 8Series 65Series 63
Registered states: Not yet retrieved from the source record
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (8)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Morgan Stanley
New York, NY · BC capacity

Jun 1, 2009 → Oct 2, 2017
Citigroup Global Markets Inc.
New York, NY · BC capacity

Nov 11, 2005 → Jun 1, 2009
Charles Schwab & Co., Inc.
Westlake, TX · BC capacity

Oct 25, 1993 → Oct 12, 2005
First Montauk Securities Corp.
Red Bank, NJ · BC capacity

Apr 15, 1992 → Oct 19, 1993
Gna Securities, Inc.
Glen Allen, VA · BC capacity

Jan 29, 1991 → Mar 5, 1992
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Sep 15, 1986 → Feb 1, 1991
First Chatham Securities, Inc.
BC capacity

Oct 22, 1985 → Sep 19, 1986

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1419396 ↗ FINRA BrokerCheck record for CRD 1419396 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.