Elizabeth Reed Cooke

CRD 1420490 · Charles Schwab & Co., Inc. · Lone Tree, CO

IA RegisteredBroker

Also appears in the source record as: Beth Cooke; Elizabeth Cooke

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 55Series 7Series 66Series 63
Registered states (40): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Iowa · Louisiana · Maine · Maryland · Massachusetts · Minnesota · Mississippi · Missouri · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 39
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1420490 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

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Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (10)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Lone Tree, CO · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
New York, NY · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
New York, NY · IA capacity

start not retrieved → present
Knight Securities, Inc.
Jersey City, NJ · BC capacity

Jun 24, 1998 → Nov 18, 1998
Chase Securities Inc.
New York, NY · BC capacity

Aug 5, 1996 → Feb 12, 1998
Painewebber Incorporated
Weehawken, NJ · BC capacity

Apr 21, 1992 → Jul 31, 1996
A. G. Edwards & Sons, Inc.
St. Louis, MO · BC capacity

Nov 5, 1990 → Mar 27, 1992
Shearson Lehman Hutton Inc.
New York, NY · BC capacity

May 14, 1988 → Mar 23, 1990
E. F. Hutton & Company Inc
BC capacity

Oct 22, 1985 → May 14, 1988

Source & corrections

Where this page comes from

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