Lori Reisman Sackler

CRD 1425397 · Morgan Stanley · Paramus, NJ

IA RegisteredBroker

Also appears in the source record as: Lori Lee Reisman; Lori Reisman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 31Series 7
Registered states (39): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · Florida · Georgia · Hawaii · Illinois · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wyoming
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (13)

From the source registration record · current first

Morgan StanleyCurrent
Paramus, NJ · IA capacity

Jun 1, 2009 → present
Citigroup Global Markets Inc.
IA capacity

Aug 2, 2007 → Jun 1, 2009
Citigroup Global Markets Inc.
BD capacity

Jun 14, 2007 → Jun 1, 2009
Merrill Lynch Pierce Fenner & Smith Inc.
IA capacity

Jan 7, 2002 → Jun 19, 2007
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Aug 30, 2000 → Jun 19, 2007
Mml Investors Services, Inc.
BD capacity

Mar 1, 1996 → Sep 22, 2000
Washington Square Securities, Inc.
BD capacity

Mar 13, 1995 → Dec 31, 1997
G. R. Phelps & Co., Inc.
BD capacity

Feb 5, 1988 → Mar 1, 1996
John Hancock Mutual Life Insurance Company
BD capacity

Mar 31, 1994 → Jan 5, 1995
W. S. Griffith & Co., Inc.
BD capacity

Nov 29, 1993 → Feb 15, 1994
Phoenix Equity Planning Corporation
BD capacity

Jul 27, 1993 → Nov 29, 1993
Integrated Resources Equity Corporation
BD capacity

Dec 16, 1986 → Sep 23, 1987
Balanced Financial Securities Corporation
BD capacity

Nov 4, 1985 → Nov 13, 1986

Source & corrections

Where this page comes from

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