Timothy John Vos

CRD 1425498 · Captrust · Houston, TX

IA RegisteredRegistration inactive

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Inactive
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 14Series 24Series 52TOSeries 99TOSIESeries 7
Registered states (2): Michigan · Texas
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1425498 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (8)

From the source registration record · current first

CaptrustCurrent
Houston, TX · IA capacity

Feb 15, 2023 → present
Monroe Vos Consulting, Inc.
IA capacity

Aug 8, 1995 → Jul 31, 2023
Mv Securities Group, Inc.
BD capacity

Jul 10, 1996 → Oct 6, 2021
Williams, Buchanan & Company, Inc.
BD capacity

Dec 22, 1994 → Oct 10, 1996
Prudential Securities Incorporated
BD capacity

Apr 1, 1992 → Jan 10, 1995
Painewebber Incorporated
BD capacity

Jan 1, 1991 → Apr 10, 1992
Rotan Mosle Inc.
BD capacity

Nov 18, 1985 → Jan 1, 1991
The Stuart-James Company, Inc.
BD capacity

Oct 23, 1985 → Nov 25, 1985

Source & corrections

Where this page comes from

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