Jeffrey Allen Hoppie
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (9)
- Series 65Series 63Series 9Series 10Series 8SIESeries 31Series 3Series 7
- Registered states (33)
- Alabama · Arizona · California · Colorado · Delaware · Florida · Georgia · Idaho · Illinois · Indiana · Kentucky · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
- Years in the industry (source record)
- 41
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 1427680 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (9)
From the source registration record · current first
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Oct 5, 2010 → present
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Citigroup Global Markets Inc.BD capacityMar 28, 2008 → Jun 1, 2009
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Aug 19, 1998 → Apr 10, 2008
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Aug 19, 1998 → Apr 10, 2008
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Prudential Securities IncorporatedBD capacityMay 24, 1996 → Aug 7, 1998
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Smith Barney Inc.BD capacityJul 31, 1993 → Jun 17, 1996
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Lehman Brothers Inc.BD capacityFeb 15, 1988 → Jul 31, 1993
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E. F. Hutton & Company IncBD capacityApr 20, 1987 → Feb 15, 1988
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Dean Witter Reynolds Inc.BD capacityDec 17, 1985 → Apr 30, 1987
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.