Donna Hicko

CRD 1438687 · Wells Fargo Advisors · St. Louis, MO

IA RegisteredBroker

Also appears in the source record as: Donna Marie Hicko

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): Series 99TOSIESeries 31Series 7Series 9Series 10Series 24Series 8Series 66Series 63
Registered states (6): Arkansas · California · Massachusetts · Oklahoma · Utah · Washington
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 11025
SEC number: 801-57434
Assets under management: $252.3B as of Jun 3, 2026
Website: stories.wf.com ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (39)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Westlake Village, CA · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Pacific Palisades, CA · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
Westlake Village, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Westlake Village, CA · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Westlake Village, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Pacific Palisades, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Westlake Village, CA · IA capacity

start not retrieved → present
Argosy Wealth Management
Los Angeles, CA · IA capacity

Aug 24, 2018 → Mar 12, 2021
Mutual Securities, Inc.
Los Angeles, CA · BC capacity

Jun 29, 2018 → Aug 14, 2020
Cetera Advisor Networks LLC
Los Angeles, CA · BC capacity

Sep 27, 2017 → Jul 3, 2018
Cetera Advisor Networks LLC
Los Angeles, CA · IA capacity

Sep 22, 2017 → Jul 3, 2018
Sorrento Pacific Financial, LLC
San Diego, CA · IA capacity

May 19, 2015 → Nov 8, 2016
Sorrento Pacific Financial, LLC
San Diego, CA · BC capacity

May 19, 2015 → Nov 8, 2016
Cuso Financial Services, L.P.
San Diego, CA · IA capacity

Apr 1, 2015 → Nov 8, 2016
Cuso Financial Services, L.P.
San Diego, CA · BC capacity

Apr 1, 2015 → Nov 8, 2016
Lpl Financial LLC
San Diego, CA · IA capacity

Feb 23, 2011 → Nov 20, 2014
Lpl Financial LLC
San Diego, CA · BC capacity

Feb 23, 2011 → Nov 20, 2014
Morgan Stanley Smith Barney LLC
Los Angeles, CA · IA capacity

Jun 1, 2009 → Apr 13, 2010
Morgan Stanley Smith Barney
Los Angeles, CA · BC capacity

Jun 1, 2009 → Apr 13, 2010
Morgan Stanley & Co. Incorporated
Los Angeles, CA · IA capacity

Jun 19, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
Los Angeles, CA · BC capacity

Jun 19, 2007 → Jun 1, 2009
Securities America, Inc.
San Diego, CA · BC capacity

Sep 15, 2004 → May 16, 2007
Raymond J. Lucia Companies, Inc.
San Diego, CA · IA capacity

Mar 7, 2006 → May 15, 2007
Rjl Advisors
San Diego, CA · IA capacity

Mar 16, 2005 → Mar 7, 2006
Charles Schwab & Co., Inc.
CA · IA capacity

Feb 27, 2004 → Jul 26, 2004
Charles Schwab & Co., Inc.
Westlake, TX · BC capacity

Feb 27, 2004 → Jul 26, 2004
Td Waterhouse Investor Services, Inc.
San Diego, CA · IA capacity

Jul 3, 2003 → Feb 6, 2004
Td Waterhouse Investor Services, Inc.
Omaha, NE · BC capacity

Jun 1, 1998 → Feb 6, 2004
Jack White & Company, Inc.
BC capacity

Nov 26, 1997 → Jun 1, 1998
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Mar 31, 1994 → Sep 29, 1994
Smith Barney Shearson Inc.
New York, NY · BC capacity

Jul 31, 1993 → Mar 23, 1994
Lehman Brothers Inc.
New York, NY · BC capacity

Apr 8, 1993 → Jul 31, 1993
Goldman Capital Management, Inc.
New York, NY · BC capacity

Oct 5, 1992 → Apr 27, 1993
Prudential Securities Incorporated
New York, NY · BC capacity

Mar 15, 1990 → Mar 3, 1992
First Interregional Equity Corp.
BC capacity

Dec 6, 1988 → May 31, 1989
Sma Equities, Inc.
BC capacity

Sep 8, 1988 → Dec 21, 1988
Painewebber Incorporated
BC capacity

Jan 22, 1988 → May 13, 1988

Source & corrections

Where this page comes from

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