Bruce Daniel Huggins

CRD 1444889 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Smithtown, NY

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 65Series 63Series 9Series 10SIESeries 7
Registered states (21): Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Illinois · Iowa · Louisiana · Maryland · Massachusetts · Michigan · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Tennessee · Texas · Vermont · Virginia
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1444889 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (13)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Smithtown, NY · IA capacity

Sep 16, 2021 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Smithtown, NY · BC capacity

start not retrieved → present
Citigroup Global Markets Inc.
IA capacity

Sep 24, 2012 → Aug 16, 2021
Citigroup Global Markets Inc.
BD capacity

Aug 24, 2012 → Aug 16, 2021
Hsbc Securities (USA) Inc.
IA capacity

Jul 12, 2006 → Sep 28, 2012
Hsbc Securities (USA) Inc.
BD capacity

Dec 12, 2005 → Sep 28, 2012
North Ridge Securities Corp.
BD capacity

Nov 14, 2005 → Nov 29, 2005
Bny Investment Center Inc.
BD capacity

Sep 13, 2005 → Nov 17, 2005
North Ridge Securities Corp.
BD capacity

Jan 8, 2004 → Sep 6, 2005
Prime Capital Services, Inc.
BD capacity

Feb 8, 2002 → Jan 20, 2004
Prudential Securities Incorporated
BD capacity

Apr 6, 1998 → Feb 6, 2002
Smith Barney Inc.
BD capacity

May 18, 1990 → Apr 17, 1998
Shearson Lehman Hutton Inc.
BD capacity

Jan 21, 1986 → Jun 13, 1990

Source & corrections

Where this page comes from

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