Mary Ellen Horcher

CRD 1445843 · Fidelity Brokerage Services LLC · Hingham, MA

IA RegisteredBroker

Also appears in the source record as: Mary Ellen Steinbrecher; Mary Ellen Steinbrecher

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63Series 7TOSIESeries 7
Registered states (28): Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Illinois · Kentucky · Maine · Maryland · Massachusetts · Michigan · Missouri · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington
Years in the industry (source record): 41
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (10)

From the source registration record · current first

Strategic Advisers LLCCurrent
Hingham, MA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Carlisle, MA · BD capacity

Feb 19, 2021 → present
Fidelity Brokerage Services LLCCurrent
Hingham, MA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Mar 27, 2021 → Mar 31, 2025
Warburg Dillon Read LLC
BD capacity

Jun 29, 1998 → Nov 23, 1998
Sbc Warburg Dillon Read Inc.
BD capacity

Sep 2, 1997 → Jun 29, 1998
Sbc Warburg, Inc.
BD capacity

Jan 3, 1995 → Sep 2, 1997
Sbci Swiss Bank Corporation Investment Banking Inc.
BD capacity

Feb 17, 1994 → Jan 3, 1995
J.P. Morgan Securities Inc.
BD capacity

Aug 6, 1991 → Mar 9, 1994
Dean Witter Reynolds Inc.
BD capacity

Dec 17, 1985 → Jun 13, 1991

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1445843 ↗ FINRA BrokerCheck record for CRD 1445843 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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