Venkat Raman

CRD 1449456 · Morgan Stanley · Oak Brook, IL

IA RegisteredBroker

Also appears in the source record as: Venkataraman Radhakrishnan Ramachandraiyer; V R Raman; Venkat Radhakrishnan Raman; Venkataraman Raman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): Series 65Series 63Series 10Series 9Series 8SIESeries 15Series 5Series 3Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (4)

From the source registration record · current first

Morgan StanleyCurrent
Oak Brook, IL · IA capacity

Aug 23, 2010 → present
Ubs Financial Services Inc.
BD capacity

Mar 23, 1998 → Aug 24, 2010
Ubs Financial Services Inc.
IA capacity

Mar 23, 1998 → Aug 24, 2010
Prudential Securities Incorporated
BD capacity

Jan 24, 1986 → Mar 10, 1998

Source & corrections

Where this page comes from

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