Brad Philip Green

CRD 1450888 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Garden City, NY

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 31Series 7
Registered states (24): Arizona · California · Colorado · Connecticut · Florida · Georgia · Illinois · Indiana · Maine · Maryland · Massachusetts · Michigan · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virgin Islands · Virginia · Washington
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1450888 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Garden City, NY · IA capacity

Jun 8, 2015 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Garden City, NY · BC capacity

start not retrieved → present
Ubs Financial Services Inc.
IA capacity

May 4, 2010 → Jun 12, 2015
Ubs Financial Services Inc.
BD capacity

May 12, 2006 → Jun 12, 2015
Morgan Stanley Dw Inc.
BD capacity

Sep 21, 1994 → May 19, 2006
Painewebber Incorporated
BD capacity

Jun 23, 1989 → Sep 28, 1994
Prudential-Bache Securities Inc.
BD capacity

May 15, 1986 → Jul 20, 1989
Teichberg, Loeb, Waxman, Rabinowitz, Inc.
BD capacity

Apr 10, 1986 → Jul 9, 1986

Source & corrections

Where this page comes from

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