Mark L Foster

CRD 1453226 · Morgan Stanley · Bloomfield Hills, MI

IA RegisteredBroker

Also appears in the source record as: Mark Linus Foster

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (16): California · Colorado · Connecticut · Florida · Georgia · Hawaii · Illinois · Louisiana · Massachusetts · Michigan · Nevada · New Jersey · New York · North Carolina · Virginia · Washington
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
Bloomfield Hills, MI · IA capacity

Dec 13, 2019 → present
Wells Fargo Clearing Services, LLC
BD capacity

Feb 22, 2011 → Dec 23, 2019
Wells Fargo Clearing Services, LLC
IA capacity

Feb 22, 2011 → Dec 23, 2019
Rbc Capital Markets, LLC
BD capacity

Mar 13, 2009 → Mar 3, 2011
Rbc Capital Markets, LLC
IA capacity

Mar 13, 2009 → Mar 3, 2011
Ferris, Baker Watts, LLC
IA capacity

Oct 31, 2005 → Mar 13, 2009
Ferris, Baker Watts, LLC
BD capacity

Aug 19, 2004 → Mar 13, 2009
Citigroup Global Markets Inc.
BD capacity

Aug 14, 1996 → Sep 9, 2004
Painewebber Incorporated
BD capacity

Jan 23, 1986 → Aug 15, 1996

Source & corrections

Where this page comes from

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