Karl Pettijohn

CRD 1453775 · Wells Fargo Advisors · Los Angeles, CA

IA RegisteredBroker

Also appears in the source record as: Kap Pettijohn; Karl Austin Pettijohn

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 31Series 7Series 65Series 63
Registered states (23): California · Colorado · Connecticut · Florida · Hawaii · Kansas · Maryland · Massachusetts · Michigan · Missouri · Nevada · New Hampshire · New Jersey · New Mexico · New York · Ohio · Oregon · Pennsylvania · Tennessee · Texas · Utah · Virginia · Wyoming
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1453775 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (12)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Los Angeles, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Los Angeles, CA · BC capacity

start not retrieved → present
Wedbush Securities Inc.
Los Angeles, CA · BC capacity

May 31, 2016 → Jun 7, 2024
Wedbush Securities Inc.
Los Angeles, CA · IA capacity

May 26, 2016 → Jun 7, 2024
J.P. Morgan Securities LLC
Los Angeles, CA · IA capacity

Jun 12, 2009 → May 12, 2016
J.P. Morgan Securities LLC
Los Angeles, CA · BC capacity

Jun 12, 2009 → May 12, 2016
Ubs Financial Services Inc.
Century City, CA · IA capacity

Jun 14, 2002 → Jul 1, 2009
Ubs Financial Services Inc.
Century City, CA · BC capacity

Jun 14, 2002 → Jul 1, 2009
Cibc World Markets Corp.
Los Angeles, CA · IA capacity

Dec 15, 1997 → Jun 18, 2002
Cibc World Markets Corp.
New York, NY · BC capacity

Oct 20, 1997 → Jun 18, 2002
Smith Barney Inc.
New York, NY · BC capacity

Aug 27, 1993 → Oct 22, 1997
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Feb 3, 1986 → Sep 1, 1993

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1453775 ↗ FINRA BrokerCheck record for CRD 1453775 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.