Zachary F Marshall

CRD 1454709 · Fidelity Brokerage Services LLC · Oak Brook, IL

IA RegisteredBroker

Also appears in the source record as: Zachary Frank Marshall

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 9Series 10Series 8SIESeries 7
Registered states (21): Arizona · California · Delaware · Florida · Illinois · Indiana · Iowa · Kansas · Kentucky · Michigan · Missouri · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Tennessee · Texas · Virginia · Wisconsin
Years in the industry (source record): 40
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1454709 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (13)

From the source registration record · current first

Strategic Advisers LLCCurrent
Oak Brook, IL · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Naperville, IL · BD capacity

Jul 29, 2020 → present
Fidelity Brokerage Services LLCCurrent
Oak Brook, IL · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Aug 13, 2020 → Mar 31, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Jun 29, 2012 → Jul 28, 2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jun 28, 2012 → Jul 28, 2020
Ubs Financial Services Inc.
IA capacity

May 19, 2008 → Jul 6, 2012
Ubs Financial Services Inc.
BD capacity

May 16, 2008 → Jul 6, 2012
Strategic Advisers, Inc.
IA capacity

Aug 27, 1998 → Jul 15, 2008
Fidelity Brokerage Services LLC
BD capacity

Feb 15, 1989 → May 20, 2008
Illinois Company Investments, Inc.
BD capacity

Nov 28, 1988 → Dec 20, 1988
Oberweis Securities, Inc.
BD capacity

Jul 28, 1988 → Dec 16, 1988
Dean Witter Reynolds Inc.
BD capacity

Feb 19, 1986 → Jun 9, 1988

Source & corrections

Where this page comes from

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