Steven Infante

CRD 1456486 · Wells Fargo Advisors · St. Louis, MO

BrokerRegistration inactive

Also appears in the source record as: Steven A Infante; Steven Anthony Infante

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Inactive
Exams passed (9): SIESeries 3Series 7Series 10Series 9Series 4Series 8Series 65Series 63
Registered states (1): New Jersey
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (14)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Iselin, NJ · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Wells Fargo Securities, LLC
Iselin, NJ · BC capacity

May 14, 2018 → Oct 1, 2025
Ubs Financial Services Inc.
Weehawken, NJ · IA capacity

Jan 1, 2010 → Dec 12, 2017
Ubs Financial Services Incorporated Of Puerto Rico
Hato Rey, PR · BC capacity

Dec 11, 2007 → Dec 12, 2017
Ubs Financial Services Inc.
Weehawken, NJ · BC capacity

Dec 11, 2007 → Dec 12, 2017
Ubs Services USA LLC
Weehawken, NJ · BC capacity

Dec 11, 2007 → Jan 1, 2010
Ubs International Inc.
New York, NY · IA capacity

Mar 17, 2006 → Jan 1, 2010
Ubs International Inc.
New York, NY · BC capacity

Mar 16, 2006 → Jan 1, 2010
Yamaichi International (America) Inc.
New York, NY · BC capacity

Jun 18, 1993 → Jun 30, 1993
Kidder, Peabody & Co. Incorporated
New York, NY · BC capacity

Oct 7, 1992 → Mar 17, 1993
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Dec 11, 1991 → Feb 7, 1992
Drexel Burnham Lambert Incorporated
BC capacity

Oct 20, 1987 → Mar 19, 1990

Source & corrections

Where this page comes from

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