Leisa Jean Nash
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (8)
- Series 66Series 63Series 10Series 9Series 8SIESeries 7Series 3
- Registered states (13)
- Arizona · California · Colorado · Florida · Minnesota · Montana · New Mexico · North Carolina · North Dakota · South Dakota · Texas · Wisconsin · Wyoming
- Years in the industry (source record)
- 36
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (8)
From the source registration record · current first
-
Jul 24, 2012 → present
-
Ubs Financial Services Inc.IA capacityDec 17, 2007 → Jul 23, 2012
-
Ubs Financial Services Inc.BD capacityAug 12, 2006 → Jul 23, 2012
-
Piper Jaffray & Co.BD capacityFeb 15, 1994 → Aug 12, 2006
-
U.S. Bancorp Investments, Inc.BD capacityMar 20, 2000 → Jul 2, 2001
-
John G. Kinnard And Company, IncorporatedBD capacityNov 8, 1991 → Feb 11, 1994
-
Dain Bosworth IncorporatedBD capacityAug 16, 1991 → Nov 7, 1991
-
D.E. Frey & Company, Inc.BD capacitySep 17, 1990 → Aug 22, 1991
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.